Shanghai Futures Exchange Implements Regulatory Actions Against Alumina Futures Clients for Breach of Actual Control Relationship Declarations

[Shanghai Futures Exchange Implements Regulatory Measures on Alumina Futures Violating Clients]

The Shanghai Futures Exchange has discovered a group of 8 special unit clients suspected of failing to declare actual control relationships in alumina futures trading. According to the relevant provisions of the "Shanghai Futures Exchange Trading Rules" and the "Shanghai Futures Exchange Actual Control Relationship Account Management Measures," it has decided to impose regulatory measures on the aforementioned clients, including a one-month restriction on opening new positions and a restriction on fund withdrawals in alumina futures trading.

This is hereby announced.

Shanghai Futures Exchange

November 20, 2024